One focus of compliance-net GmbH is the support of financial service and insurance companies. Our many years of experience in these industries as well as the large number of successfully implemented projects enable us to support you efficiently and sustainably in your projects and tasks.
We are equally at home with start-ups as well as established financial and insurance institutions and support you in the result-oriented and targeted solution of your legal and regulatory tasks, both in the IT and in the non-IT sector.
Examination of the implementation of existing legal and/or regulatory requirements
E.g. in preparation for KWG § 44 examinations, thereby avoiding audit findings or lowering costs of their elimination. In addition, the good image of your company can be strengthened with the supervisory authorities.
Support with BaFin licensing processes
We have experience with licensing processes of financial and payment service providers in relation to licensing by the BaFin for certain topics. We are happy to provide this know-how operationally and accompany the licensing process of your company.
Implementation of new legal and/or regulatory requirements
Our many years of experience from large national and international projects allow us to work out a coordinated approach that is individually tailored to your company in order to meet the respective requirements in the structural and procedural implementation of new regulatory and supervisory provisions.
Interim management in the compliance and auditing environment as well as management of corresponding tasks
We are happy to support your company with tasks from the compliance and auditing environment in the context of IT and NonIT, both in concrete projects and on an interim basis in the fulfillment of line tasks.
Structural and organizational audits
concerning, for instance, ICS, DLP, PSD II, EBA GL, MaRisk, BAIT, ZAIT, GDPR …
Conception, implementation and support in line implementation of management systems